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38th Annual FIA Law and Compliance Conference Homepage

May 4-6, 2016 // Baltimore Waterfront Marriott // Baltimore, MD

Join us for L&C 2016

Join us this May in Baltimore, MD, for the 38th Annual FIA Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products (L&C 2016), hosted by FIA’s Law & Compliance Division. This conference delivers tailored sessions from leading experts on regulatory developments and their practical implications, professional development opportunities and ample networking activities.  

Reasons to attend:

  • Hear directly from CFTC officials and other regulators on important rules and requirements 
  • Discuss recent cases and court decisions affecting the futures, options and centrally cleared derivatives markets
  • Deepen your knowledge of legal and regulatory issues impacting the derivatives industry
  • Learn about industry best practices and practical considerations for regulatory compliance 
  • Earn CLE credits 
  • Network with peers and industry leaders


Sample topics at L&C 2016:

  • Basel III
  • Capital and Leverage
  • Spoofing
  • Automated Trading and Regulation AT
  • End User Compliance


Attendee profile:

  • Over 800 attendees
  • More than 60% serve in legal, compliance or internal auditing roles at their organizations
  • Nearly 20% from the CFTC and other key regulatory bodies
  • More than 40 leading law firms participating as sponsors, speakers and attendees
  • More than 40 FCMs and 20 exchanges





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